Anti-Money Laundering Associate Job at Net2Source Inc., Salt Lake City, UT

ZHNDT1U5ZkJvZ3dTMDVNOXNFNmdVL0lOMHc9PQ==
  • Net2Source Inc.
  • Salt Lake City, UT

Job Description

  • The position of Client Onboarding Analyst in US Shareholder Services is ideal for someone who is interested in learning all the requirements for new clients to invest in Separately Managed Accounts (SMAs) and streamlining the process with a client service mindset. To successfully onboard client relationships, this role involves communication and coordination across many internal teams, such as Legal, Compliance, Sales and Service. This position requires adhering to laws and regulations, a thorough understanding of a client service/onboarding environment, and an in-depth knowledge of the industry, our client base, and our systems.
  • PRIMARY RESPONSIBLITIES:

    • Account processing (data entry) of account opening documents into the firm’s systems
    • Serve as the primary point of contact for internal clients with respect to client onboarding; including answering account documentation inquiries, acting as the service stakeholder for policy/procedure related discussions, and establish client accounts on firm systems
    • Verify that all documentation received from the client comply with regulatory and compliance standards, as well as firm-wide AML guidelines
    • Communicate and work closely with client-facing Service teams
    • Cultivate a service environment targeted towards enhancing the client onboarding experience
    • Analyzing and problem solving, both independently and with the team
    • Monitor and escalate onboarding issues to ensure a high quality response to clients

    • 1 year of experience in a financial industry, service environment
    • Extremely detailed oriented
    • Strong leadership, communication, and teamwork skills
    • Ability to deliver superior client service to internal clients
    • Can multitask and work well under pressure and in a fast-paced environment
    • Strong time management and organizational skills
    • Proficient PC skills, including MS Word, Excel

Job Tags

Similar Jobs

Rewiring America

Senior Director, Government Relations (Washington) Job at Rewiring America

 ...-safe future, and know that, together, we can realize one. Position Summary Rewiring America is hiring a Senior Director of Government Relations to lead our federal engagement strategy and help shape the policies and partnerships that advance nationwide electrification... 

Uinta Brewing

Brewery Packaging Operator I Job at Uinta Brewing

 ...environment Additional duties as assigned in various functions of the brewery as needed This role will work with chemicals Job...  ...Ability to work effectively and efficiently to package quality beer according to Uintas standards and procedures, including quality... 

Chesterbrook Academy

Music Teacher Job at Chesterbrook Academy

 ...Role Location: 10200 Strickland Road, Raleigh, NC, 27615 Music and Performing Arts Teachers at Chesterbrook Academy play a key...  ...field (Masters degree preferred) Demonstrated experience in teaching music and/or theater in a PK8 or K12 school setting... 

Delaware North

Bartender, Wheeling Island Casino Job at Delaware North

 ...opportunity Delaware North Gaming is hiring full-time and part-time Bartenders to join our team at Wheeling Island Casino in Wheeling, West...  ...as needed Weekends Who we are Wheeling Island Hotel-Casino-Racetrack in Wheeling, West Virginia, is a Delaware North... 

National Radon Defense

Construction Laborer Job at National Radon Defense

 ...Job Opportunity With M. Webster Construction Are you an experienced craftsman that enjoys residential construction or looking to change careers? Do you take great pride in your work? Do you want to work for a great company with strong core values? If so, we have a...